Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (since 23 Jun 2020)
    • CF30 Customer (since 26 May 2020)
  • Paula Lawson

    FRN 926212

    • (1)Employed By (since 26 May 2020)
  • Blackstone Financial Management Limited (no longer approved here)

    FRN 630530

    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • Equilibrium Financial Planning LLP (no longer approved here)

    FRN 452261

    • CF4 Partner (5 Apr 2011 to 1 Jun 2016)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF24 Pension Transfer Specialist (23 Feb 2004 to 7 May 2004)
    • CF22 Investment Adviser (Trainee) (9 Jan 2004 to 7 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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