Anthony Michael Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blackstone Financial Management Limited
FRN 630530
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (21 May 2015 to 16 May 2024)
- CF30 Customer (21 May 2015 to 16 May 2024)
ALWAYS INDEPENDENT FINANCIAL SOLUTIONS LIMITED (no longer approved here)
FRN 528062
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
Blackstone Independent Financial Advisers (Midlands) Limited (no longer approved here)
FRN 588887
- Employed By (8 Oct 2012 to 29 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.