Haven Global Strategies Limited

• Principal Place of Business

  Haven Global Strategies Ltd

  Earle House

  Atlantic Street

  Broadheath

  Altrincham

  Trafford

  WA14 5DD

  UNITED KINGDOM

  Phone

  +441615198500

  Web

  https://www.havenfinancialplanning.co.uk

• Complaints Contact

  Haven Global Strategies Ltd

  Earle House

  Atlantic Street

  Broadheath

  Altrincham

  Trafford

  WA14 5DD

  UNITED KINGDOM

  Phone

  +441615198500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mia Horne

  IRN MXH01198

  • [FCA CF] Functions requiring qualifications (2 May 2023 to 31 Aug 2024)
  • [FCA CF] Client dealing (2 May 2023 to 31 Aug 2024)
• Nicholas Edward Westell

  IRN NEW01023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Oct 2024)
  • [FCA CF] Client dealing (since 3 Oct 2024)
• Ommarabab Shah

  IRN OXR00027

  • [FCA CF] Client dealing (3 Jul 2023 to 21 Dec 2023)
  • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 21 Dec 2023)
• Philip Thomas Leggett

  IRN PXL00068

  • [FCA CF] Functions requiring qualifications (3 Oct 2024 to 27 Jun 2025)
  • [FCA CF] Client dealing (3 Oct 2024 to 27 Jun 2025)
• Ramzy Abu-Eda

  IRN RXA00092

  • [FCA CF] Client dealing (30 May 2023 to 21 Jul 2023)
  • [FCA CF] Functions requiring qualifications (30 May 2023 to 21 Jul 2023)
• Sanjay Mandla

  IRN SXM04303

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Oct 2024)
  • SMF16 Compliance Oversight (since 11 Oct 2024)
• Stephen Anthony Ashurst

  IRN SAA00015

  • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 5 Nov 2024)
  • [FCA CF] Client dealing (4 Jan 2022 to 5 Nov 2024)
• Sveta Kohli

  IRN SXK00267

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2024)
• Thomas Ryan

  IRN TXR00049

  • [FCA CF] Client dealing (4 Jun 2024 to 12 Jun 2024)
  • [FCA CF] Functions requiring qualifications (4 Jun 2024 to 12 Jun 2024)
• Wesley Barnes

  IRN WXB17379

  • [FCA CF] Functions requiring qualifications (2 May 2023 to 3 Nov 2023)
  • [FCA CF] Client dealing (2 May 2023 to 3 Nov 2023)

No changes recorded yet.