Ommarabab Shah

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
  • Haven Global Strategies Limited (no longer approved here)

    FRN 844313

    • [FCA CF] Client dealing (3 Jul 2023 to 21 Dec 2023)
    • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 21 Dec 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (24 Jun 2022 to 13 Jul 2023)
    • [FCA CF] Functions requiring qualifications (24 Jun 2022 to 13 Jul 2023)
  • Xentum Limited (no longer approved here)

    FRN 912036

    • [FCA CF] Client dealing (14 Apr 2021 to 30 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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