Nicholas Edward Westell

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haven Global Strategies Limited

    FRN 844313

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2024)
    • [FCA CF] Client dealing (since 3 Oct 2024)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • [FCA CF] Client dealing (9 Sep 2024 to 16 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Sep 2024 to 16 Sep 2024)
  • TWP Wealth Limited (no longer approved here)

    FRN 563343

    • [FCA CF] Client dealing (3 Aug 2023 to 4 Jun 2024)
    • [FCA CF] Functions requiring qualifications (3 Aug 2023 to 4 Jun 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (2 Aug 2022 to 31 Jan 2023)
    • CF30 Customer (26 May 2022 to 31 Jan 2023)
  • Sherwood Corporate Solutions Ltd (no longer approved here)

    FRN 591764

    • (3)Employed By (26 May 2022 to 31 Jan 2023)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (1 Nov 2007 to 3 Sep 2008)
    • CF21 Investment Adviser (1 Jun 2004 to 31 Oct 2007)
    • CF27 Investment Management (28 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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