Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2024)
    • CF1 Director (AR) (since 4 Sep 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (12 Aug 2022 to 7 Jan 2025)
    • [FCA CF] Functions requiring qualifications (12 Aug 2022 to 7 Jan 2025)
  • Haven Global Strategies Limited (no longer approved here)

    FRN 844313

    • [FCA CF] Functions requiring qualifications (21 Mar 2022 to 11 Aug 2022)
    • [FCA CF] Client dealing (4 Jan 2022 to 11 Aug 2022)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (25 Mar 2021 to 8 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (22 Feb 2021 to 8 Mar 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 17 Dec 2020)
    • [FCA CF] Client dealing (13 Jan 2020 to 17 Dec 2020)
  • SMC Financial Services Limited (no longer approved here)

    FRN 812935

    • CF30 Customer (11 Mar 2019 to 14 Nov 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Feb 2008 to 2 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.