Richard Bamber & Company (Mortgages) Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The Old Halsall Arms2 Summerwood LaneHalsallOrmskirkLancashireL39 8RJUNITED KINGDOM- Phone
- +4401704841411
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Complaints Contact
The Old Halsall Arms2 Summerwood LaneHalsallOrmskirkLancashireL39 8RJUNITED KINGDOM- Phone
- +4401704841411
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ben McCarthy
IRN BXM00252
- [FCA CF] Functions requiring qualifications (20 Sep 2021 to 30 Nov 2021)
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Daniel Michael Etherington
IRN DXE00128
- [FCA CF] Functions requiring qualifications (9 Nov 2021 to 12 Feb 2024)
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Elizabeth Mae Smith
IRN EMS00003
- CF1 Director (31 Oct 2004 to 17 Oct 2019)
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James Gardner
IRN JXG00405
- [FCA CF] Functions requiring qualifications (20 Sep 2021 to 18 Jul 2022)
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Kristian Redmond
IRN KXR00313
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
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Linda Margaret Francis
IRN LMF00021
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
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Nigel Bruce Murdock
IRN NBM00003
- CF10 Compliance Oversight (23 Jan 2006 to 31 Jul 2006)
- CF24 Pension Transfer Specialist (23 Jan 2006 to 31 Jul 2006)
- CF21 Investment Adviser (23 Jan 2006 to 31 Jul 2006)
- CF11 Money Laundering Reporting (23 Jan 2006 to 31 Jul 2006)
- CF1 Director (21 Jan 2005 to 31 Jul 2006)
- CF3 Chief Executive (21 Jan 2005 to 31 Jul 2006)
- CF8 Apportionment and Oversight (21 Jan 2005 to 31 Jul 2006)
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Paul Littler
IRN PXL00015
- CF1 Director (31 Oct 2004 to 17 Oct 2019)
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Philip Thomas Leggett
IRN PXL00068
- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 28 Apr 2023)
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Richard Bamber
IRN RXB00039
- [FCA CF] Significant management (since 1 Dec 2020)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 7 Apr 2025)
- CF2 Non Executive Director (4 Dec 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Apr 2025)
- Responsibility for MCD Intermediation (21 Mar 2016 to 4 Dec 2019)
- Responsible for Insurance Mediation (9 Nov 2012 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 17 Jan 2013)
- CF3 Chief Executive (8 Aug 2006 to 4 Dec 2019)
- CF10 Compliance Oversight (8 Aug 2006 to 17 Jan 2013)
- CF11 Money Laundering Reporting (8 Aug 2006 to 17 Jan 2013)
- CF21 Investment Adviser (8 Aug 2006 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (8 Aug 2006 to 31 Oct 2007)
- CF8 Apportionment and Oversight (31 Oct 2004 to 21 Jan 2005)
- CF1 Director (31 Oct 2004 to 4 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.