Richard Bamber

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richard Bamber & Company Limited

    FRN 222626

    • [FCA CF] Significant management (since 1 Dec 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 7 Apr 2025)
    • CF2 Non Executive Director (4 Dec 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 4 Dec 2019)
    • CF10 Compliance Oversight (8 Aug 2006 to 4 Dec 2019)
    • CF11 Money Laundering Reporting (8 Aug 2006 to 4 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (7 Apr 2003 to 4 Dec 2019)
    • CF8 Apportionment and Oversight (7 Apr 2003 to 21 Jan 2005)
    • CF3 Chief Executive (7 Apr 2003 to 21 Jan 2005)
    • CF24 Pension Transfer Specialist (7 Apr 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Apr 2003 to 31 Oct 2007)
  • Richard Bamber & Company (Mortgages) Ltd

    FRN 308010

    • [FCA CF] Significant management (since 1 Dec 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 7 Apr 2025)
    • CF2 Non Executive Director (4 Dec 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Apr 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Dec 2019)
    • Responsible for Insurance Mediation (9 Nov 2012 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 17 Jan 2013)
    • CF3 Chief Executive (8 Aug 2006 to 4 Dec 2019)
    • CF10 Compliance Oversight (8 Aug 2006 to 17 Jan 2013)
    • CF11 Money Laundering Reporting (8 Aug 2006 to 17 Jan 2013)
    • CF21 Investment Adviser (8 Aug 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (8 Aug 2006 to 31 Oct 2007)
    • CF1 Director (31 Oct 2004 to 4 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 21 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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