Richard Bamber & Company Limited

• Principal Place of Business

  The Old Halsall Arms

  2 Summerwood Lane

  Halsall

  Lancashire

  L39 8RJ

  UNITED KINGDOM

  Phone

  +4401704841411

  Web

  https://www.richardbamber.co.uk

• Complaints Contact

  The Old Halsall Arms

  2 Summerwood Lane

  Halsall

  Lancashire

  L39 8RJ

  UNITED KINGDOM

  Phone

  +4401704841411

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlie Sas

  IRN CXS02443

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 27 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Christopher Gerard Cunliffe

  IRN CGC00020

  • CF30 Customer (1 Nov 2007 to 7 Jul 2010)
  • CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Jul 2005 to 19 Jul 2006)
• Colin Stephen Whitehead

  IRN CSW00002

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF22 Investment Adviser (Trainee) (9 Jun 2003 to 31 Oct 2007)
• David John Henry Robertson

  IRN DJR00104

  • CF22 Investment Adviser (Trainee) (14 Jul 2004 to 22 Dec 2006)
• Elizabeth Mae Smith

  IRN EMS00003

  • CF30 Customer (1 Nov 2007 to 13 Dec 2012)
  • CF21 Investment Adviser (7 Apr 2003 to 31 Oct 2007)
  • CF1 Director (7 Apr 2003 to 17 Oct 2019)
• Graeme Fenton Hunt

  IRN GFH00005

  • CF22 Investment Adviser (Trainee) (7 Apr 2003 to 17 Apr 2003)
• Ian Kelly

  IRN IXK01067

  • CF21 Investment Adviser (6 Feb 2004 to 10 Dec 2004)
  • CF22 Investment Adviser (Trainee) (7 Apr 2003 to 6 Feb 2004)
• Kevin William Lloyd

  IRN KWL00002

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 1 Mar 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Apr 2003 to 31 Oct 2007)
• Linda Diane Leigh

  IRN LDL00002

  • CF21 Investment Adviser (7 Apr 2003 to 22 Dec 2006)
• Nicholas James O'Keeffe

  IRN NJO01022

  • CF22 Investment Adviser (Trainee) (23 Sep 2004 to 1 Nov 2005)

No changes recorded yet.