Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 29 Apr 2016)
    • CF8 Apportionment and Oversight (25 Jul 2007 to 31 Mar 2009)
    • CF1 Director (25 Jul 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jul 2007 to 30 Sep 2018)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (30 Aug 2011 to 16 Aug 2013)
  • Alliance Mortgage Network Limited (no longer approved here)

    FRN 562929

    • Employed By (30 Aug 2011 to 16 Aug 2013)
  • Richard Bamber & Company Limited (no longer approved here)

    FRN 222626

    • CF21 Investment Adviser (6 Feb 2004 to 10 Dec 2004)
    • CF22 Investment Adviser (Trainee) (7 Apr 2003 to 6 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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