Ben McCarthy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Attivo Financial Services Limited

    FRN 462105

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 May 2023)
    • [FCA CF] Client dealing (since 16 May 2023)
    • CF30 Customer (since 3 Apr 2023)
  • Attivo Financial Limited

    FRN 497130

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2023)
    • [FCA CF] Client dealing (since 6 Apr 2023)
  • Attivo Financial Planning Limited

    FRN 451967

    • Employed By (since 3 Apr 2023)
  • Richard Bamber & Company (Mortgages) Ltd (no longer approved here)

    FRN 308010

    • [FCA CF] Functions requiring qualifications (20 Sep 2021 to 30 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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