Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 17 Apr 2026)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 5 Feb 2020)
    • [FCA CF] Client dealing (since 5 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2020)
    • CF30 Customer (since 5 Feb 2020)
    • [PRA CF] Key function holder (5 Feb 2020 to 6 Feb 2020)
    • CF1 Director (AR) (5 Feb 2020 to 7 Apr 2026)
    • (2)Employed By (since 5 Feb 2020)
  • SMC Financial Services Limited (no longer approved here)

    FRN 812935

    • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
  • AVISTA FINANCIAL PLANNING LTD (no longer approved here)

    FRN 609098

    • CF30 Customer (3 Mar 2014 to 15 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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