Lydia Isobel Richmond

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMC Financial Services Limited (no longer approved here)
FRN 812935
- [FCA CF] Functions requiring qualifications (16 Mar 2026 to 27 Apr 2026)
- [FCA CF] Client dealing (16 Mar 2026 to 27 Apr 2026)
EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)
FRN 591218
- [FCA CF] Client dealing (19 Jun 2024 to 13 Mar 2026)
- Appointed representative dealing with clients for which they require qualification (19 Jun 2024 to 13 Mar 2026)
- CF30 Customer (18 Jun 2024 to 13 Mar 2026)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (14 Feb 2022 to 20 Mar 2024)
- CF30 Customer (31 Jan 2022 to 20 Mar 2024)
AAGSJP Ltd (no longer approved here)
FRN 402015
- (26)Employed By (31 Jan 2022 to 20 Mar 2024)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.