Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 20 Oct 2022)
- CF30 Customer (since 11 Oct 2022)
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KBA FS Limited
FRN 214995
- (6)Employed By (since 11 Oct 2022)
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- [FCA CF] Functions requiring qualifications (7 Sep 2021 to 30 May 2022)
- [FCA CF] Client dealing (7 Sep 2021 to 30 May 2022)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 28 Jul 2021)
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- [FCA CF] Functions requiring qualifications (19 May 2016 to 1 Jul 2018)
- CF30 Customer (20 Dec 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.