Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Oct 2022)
    • CF30 Customer (since 11 Oct 2022)
  • KBA FS Limited

    FRN 214995

    • (6)Employed By (since 11 Oct 2022)
  • SMC Financial Services Limited (no longer approved here)

    FRN 812935

    • [FCA CF] Functions requiring qualifications (7 Sep 2021 to 30 May 2022)
    • [FCA CF] Client dealing (7 Sep 2021 to 30 May 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 28 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (19 May 2016 to 1 Jul 2018)
    • CF30 Customer (20 Dec 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.