Sandringham Financial Partners Limited

Date authorised
1 April 2013
Companies House
08022795
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900
    Web
    https://www.sandringham.co.uk

  • Complaints Contact

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with investment advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Trevor James

    IRN PTJ00005

    • CF30 Customer (1 Apr 2016 to 12 Dec 2017)
  • Phillip Andrew Walton

    IRN PAW00051

    • [FCA CF] Functions requiring qualifications (20 Oct 2022 to 9 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (20 Oct 2022 to 9 Aug 2024)
    • [FCA CF] Client dealing (20 Oct 2022 to 9 Aug 2024)
    • CF30 Customer (12 Jul 2022 to 9 Aug 2024)
    • CF1 Director (AR) (12 Jul 2022 to 9 Aug 2024)
  • Phillip David Copp

    IRN PDC00036

    • CF30 Customer (30 Apr 2014 to 21 Sep 2016)
  • Rachael Hall

    IRN RXH01600

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2021)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Rachel Kamden Denham

    IRN RJD01236

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 25 Jun 2024)
    • CF30 Customer (since 25 Jun 2024)
    • [FCA CF] Client dealing (since 11 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 11 Jun 2020)
  • Rajinder Singh Kalsi

    IRN RSK00006

    • CF30 Customer (30 Mar 2016 to 12 Apr 2017)
  • Raymondson Edward Coker

    IRN REC01067

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2021)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Rebecca Louise Lee

    IRN RLB01142

    • [FCA CF] Client dealing (17 Mar 2021 to 17 Aug 2021)
    • [FCA CF] Functions requiring qualifications (17 Mar 2021 to 17 Aug 2021)
  • Richard Anthony Bentley

    IRN RAB00094

    • CF30 Customer (6 Nov 2014 to 23 Oct 2017)
  • Richard Charles Paylor

    IRN RCP00019

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2026)
    • CF30 Customer (30 May 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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