Phillip David Copp

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hexagon Wealth Limited (no longer approved here)

    FRN 483403

    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2021)
    • Responsibility for MCD Intermediation (7 Sep 2018 to 15 Sep 2021)
    • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Jul 2008 to 31 Mar 2009)
    • CF1 Director (1 Jul 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2008 to 12 Jun 2017)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (30 Apr 2014 to 21 Sep 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 16 May 2009)
    • CF21 Investment Adviser (31 Aug 2004 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (12 May 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (12 May 2004 to 31 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.