Richard Anthony Bentley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Aug 2020)
- CF30 Customer (29 Sep 2017 to 8 Dec 2019)
Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- CF30 Customer (6 Nov 2014 to 23 Oct 2017)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (3 Jan 2012 to 5 Jan 2015)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (17 Mar 2004 to 12 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Feb 2004 to 17 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.