Phillip Andrew Walton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • CF1 Director (AR) (since 28 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (30 Aug 2024 to 14 Apr 2026)
    • CF30 Customer (28 Jun 2024 to 14 Apr 2026)
  • Merlyn Wealth Management Ltd

    FRN 577405

    • (1)Employed By (since 2 Apr 2012)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • Appointed representative dealing with clients for which they require qualification (20 Oct 2022 to 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (20 Oct 2022 to 9 Aug 2024)
    • [FCA CF] Client dealing (20 Oct 2022 to 9 Aug 2024)
    • CF1 Director (AR) (12 Jul 2022 to 9 Aug 2024)
    • CF30 Customer (12 Jul 2022 to 9 Aug 2024)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Manager of certification employee (12 May 2021 to 20 Oct 2022)
    • [FCA CF] Client dealing (26 Nov 2020 to 20 Oct 2022)
    • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 20 Oct 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (23 Oct 2008 to 1 Dec 2016)
    • CF30 Customer (1 Nov 2007 to 1 Dec 2016)
    • CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Aug 2006 to 10 Nov 2006)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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