Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 13 Aug 2021)
- CF1 Director (AR) (since 12 Aug 2021)
- CF30 Customer (since 12 Aug 2021)
-
Attain Financial Solutions Ltd
FRN 953535
- Employed By (since 12 Aug 2021)
-
- [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2021)
- CF30 Customer (4 Jan 2016 to 8 Dec 2019)
-
- CF30 Customer (29 May 2014 to 31 Dec 2015)
-
- (622)Employed By (29 May 2014 to 31 Dec 2015)
-
- CF30 Customer (8 Oct 2013 to 22 Apr 2014)
- CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Nov 2003 to 13 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.