Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 13 Aug 2021)
    • CF1 Director (AR) (since 12 Aug 2021)
    • CF30 Customer (since 12 Aug 2021)
    • Employed By (since 12 Aug 2021)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2021)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (29 May 2014 to 31 Dec 2015)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (622)Employed By (29 May 2014 to 31 Dec 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (8 Oct 2013 to 22 Apr 2014)
    • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Nov 2003 to 13 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.