Philip Trevor James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- CF30 Customer (1 Apr 2016 to 12 Dec 2017)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (20 Aug 2012 to 27 May 2016)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (12 Nov 2003 to 3 Jun 2006)
- CF22 Investment Adviser (Trainee) (30 Apr 2003 to 12 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.