Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Anthony Kellie-Smith

  IRN DAK01031

  • CF4 Partner (15 Apr 2004 to 1 Jan 2009)
  • CF10 Compliance Oversight (2 Apr 2004 to 4 Sep 2006)
  • CF11 Money Laundering Reporting (2 Apr 2004 to 4 Sep 2006)
• David Antony Francis

  IRN DAF01098

  • CF4 Partner (1 Apr 2012 to 31 Dec 2016)
• David Cecil Clementi

  IRN DCC01124

  • CF2 Non Executive Director (3 Nov 2010 to 1 Apr 2017)
• David Christopher Ballance

  IRN DCB01058

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (4 Apr 2007 to 9 Dec 2019)
  • CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
• David William McClean

  IRN DWM01056

  • CF4 Partner (13 Aug 2010 to 31 Mar 2011)
  • CF30 Customer (9 Mar 2009 to 31 Mar 2011)
• Dominic Edward Pearson

  IRN DEP01028

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (23 Apr 2004 to 9 Dec 2019)
  • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
• Duncan MacInnes

  IRN DXM02249

  • [FCA CF] Material risk taker (1 Jun 2021 to 31 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Feb 2025)
  • CF30 Customer (4 Mar 2015 to 8 Dec 2019)
• Edmund Geoffrey Montague Hill-Smith

  IRN EXH01455

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
  • [FCA CF] Client dealing (since 1 Apr 2026)
• Edward Corso Nelson Donati

  IRN ECD01017

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Aug 2021)
  • CF30 Customer (24 Aug 2010 to 8 Dec 2019)
• Edward Frederick John Roe

  IRN EXR00107

  • [FCA CF] Manager of certification employee (23 Aug 2023 to 28 Dec 2023)
  • [FCA CF] Functions requiring qualifications (21 Oct 2021 to 24 May 2024)
  • [FCA CF] Client dealing (21 Oct 2021 to 24 May 2024)

No changes recorded yet.