Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Ruffer LLP
FRN 229135
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
- [FCA CF] Client dealing (since 1 Apr 2026)
-
- [FCA CF] Functions requiring qualifications (13 Aug 2024 to 28 Oct 2025)
- [FCA CF] Client dealing (13 Aug 2024 to 28 Oct 2025)
-
- [FCA CF] Functions requiring qualifications (28 Jul 2023 to 13 Mar 2024)
- [FCA CF] Client dealing (28 Jul 2023 to 13 Mar 2024)
-
- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 31 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.