Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Robert Samuel Dannatt

  IRN ERD01015

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (29 May 2015 to 9 Dec 2019)
  • CF30 Customer (10 Sep 2010 to 8 Dec 2019)
• Edwina Blackford

  IRN EKR01004

  • [FCA CF] Manager of certification employee (since 2 Mar 2026)
  • SMF27 Partner (since 30 Sep 2024)
  • [FCA CF] Material risk taker (since 12 Sep 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2021)
  • CF4 Partner (29 May 2015 to 9 Dec 2019)
• Eleanor Emerson

  IRN EXE00046

  • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 7 Jul 2023)
  • [FCA CF] Client dealing (1 Nov 2021 to 7 Jul 2023)
• Elizabthe Jane Cole

  IRN EJC01084

  • CF26 Customer Trading (18 Aug 2006 to 5 Sep 2007)
• Emma Jane Victoria Potter

  IRN EJC01111

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
• Emma Mary Rutter

  IRN EMR01026

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (7 Apr 2005 to 9 Dec 2019)
  • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
• Emma Thorn Anne Varley

  IRN ETV01002

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • [FCA CF] Client dealing (since 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (6 May 2022 to 23 Sep 2022)
  • [FCA CF] Manager of certification employee (6 May 2022 to 23 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2021)
  • CF30 Customer (6 Jun 2016 to 8 Dec 2019)
• Felicity Clare Hall

  IRN FXH00045

  • [FCA CF] Functions requiring qualifications (6 Jan 2021 to 26 Feb 2021)
  • [FCA CF] Client dealing (6 Jan 2021 to 26 Feb 2021)
• Fiona Mary Ker

  IRN FXK23368

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 29 Mar 2022)
  • [FCA CF] Client dealing (since 29 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Feb 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Feb 2021)
  • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
• Fleur Meijs

  IRN FXM01772

  • [FCA CF] Material risk taker (since 13 Apr 2022)
  • SMF11 Chair of the Audit Committee (since 9 Dec 2019)
  • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
  • CF2 Non Executive Director (1 Feb 2018 to 8 Dec 2019)

No changes recorded yet.