Emma Thorn Anne Varley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (6 May 2022 to 23 Sep 2022)
    • [FCA CF] Manager of certification employee (6 May 2022 to 23 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2021)
    • CF30 Customer (6 Jun 2016 to 8 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 26 Feb 2021)
    • [FCA CF] Client dealing (20 Oct 2020 to 26 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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