Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frederick Miles Godfrey Tucker

  IRN FMT00013

  • CF30 Customer (15 May 2009 to 4 Mar 2011)
• Gemma Elizabeth Cairns-Smith

  IRN GXC00489

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 19 Jun 2023)
  • [FCA CF] Client dealing (since 19 Jun 2023)
• George Robert Anthony Brampton

  IRN GXB00337

  • 14. Managing investments
  • [FCA CF] Client dealing (since 5 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
  • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 25 Sep 2022)
  • [FCA CF] Client dealing (18 Oct 2021 to 25 Sep 2022)
• Gillian Leigh van Maaren

  IRN GLV00009

  • SMF27 Partner (9 Oct 2020 to 7 Mar 2023)
  • [FCA CF] Material risk taker (1 Apr 2020 to 10 Mar 2023)
• Gregory Makarchuk

  IRN GXM00334

  • [FCA CF] Client dealing (18 Jun 2021 to 30 Sep 2023)
  • [FCA CF] Functions requiring qualifications (18 Jun 2021 to 30 Sep 2023)
• Guy Alexander Pelham Thornewill

  IRN GAT01017

  • CF4 Partner (9 Apr 2010 to 1 Nov 2017)
  • CF30 Customer (18 Mar 2009 to 31 Dec 2016)
• Guy Douglas Malcolm Shirley

  IRN GDS01080

  • CF4 Partner (7 Apr 2006 to 1 Feb 2016)
• HENRY MICHAEL Jolliffe

  IRN HXJ23355

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2023)
  • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
• Hamish Michael Baillie

  IRN HMB01034

  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (7 Apr 2006 to 9 Dec 2019)
  • CF27 Investment Management (1 Jun 2004 to 31 Oct 2007)
• Hannah Nairn

  IRN HXN00122

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
  • [FCA CF] Client dealing (since 25 Oct 2024)

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