Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- SMF18 Other Overall Responsibility (since 5 Jan 2026)
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- SMF27 Partner (9 Oct 2020 to 7 Mar 2023)
- [FCA CF] Material risk taker (1 Apr 2020 to 10 Mar 2023)
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- CF4 Partner (29 Jan 2018 to 9 Aug 2019)
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- CF1 Director (4 Mar 2016 to 4 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.