Guy Alexander Pelham Thornewill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ruffer LLP (no longer approved here)
FRN 229135
- CF4 Partner (9 Apr 2010 to 1 Nov 2017)
- CF30 Customer (18 Mar 2009 to 31 Dec 2016)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF30 Customer (11 Mar 2008 to 4 Nov 2008)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF21 Investment Adviser (11 May 2004 to 1 Jun 2007)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF27 Investment Management (1 Dec 2001 to 4 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.