Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harry Charles Buscall

  IRN HCB01042

  • CF4 Partner (1 Apr 2013 to 9 Dec 2019)
  • CF30 Customer (20 Sep 2010 to 8 Dec 2019)
• Harry William Sevier

  IRN HWS01025

  • [FCA CF] Material risk taker (1 Jun 2021 to 30 Jun 2024)
  • [FCA CF] Manager of certification employee (1 Jun 2021 to 24 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 May 2024)
  • CF30 Customer (4 Sep 2009 to 8 Dec 2019)
• Harvey Paul East

  IRN HXE00018

  • [FCA CF] Functions requiring qualifications (15 Apr 2024 to 30 May 2025)
  • [FCA CF] Client dealing (15 Apr 2024 to 30 May 2025)
• Heena Pitrola

  IRN HXP00073

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2025)
• Helen Victoria Christie

  IRN HVC01003

  • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
  • CF27 Investment Management (10 Jul 2006 to 31 Oct 2007)
• Henry Maxey

  IRN HXM01062

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF3 Chief Executive (1 Apr 2012 to 1 Apr 2017)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
  • CF4 Partner (23 Apr 2004 to 9 Dec 2019)
  • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
• Hermione Anne Davies

  IRN HXD01023

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • CF4 Partner (8 Apr 2010 to 9 Dec 2019)
  • CF30 Customer (5 Oct 2009 to 8 Dec 2019)
• Ian Frederic Hay Davison

  IRN IFD01003

  • CF4 Partner (23 Apr 2004 to 1 Apr 2011)
• Ian James Rees

  IRN IJR01034

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (18 Jul 2023 to 22 Jan 2024)
  • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
• India Rosalin Leland White-Spunner

  IRN IXW00055

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 10 Nov 2023)
  • [FCA CF] Client dealing (since 10 Nov 2023)
  • [FCA CF] Functions requiring qualifications (24 Dec 2020 to 7 Sep 2022)
  • [FCA CF] Client dealing (24 Dec 2020 to 7 Sep 2022)

No changes recorded yet.