Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• JACQUES Hirsch

  IRN JXH01467

  • [FCA CF] Material risk taker (9 Dec 2019 to 24 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Mar 2023)
  • CF4 Partner (1 Apr 2014 to 9 Dec 2019)
  • CF30 Customer (9 Jun 2011 to 8 Dec 2019)
• Jack Stanton Dunne

  IRN JXD00445

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 27 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 27 Jun 2021)
• James David Stafford Heal

  IRN JDH01087

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2021)
  • CF4 Partner (2 Apr 2009 to 9 Dec 2019)
  • CF30 Customer (21 Jan 2008 to 31 Dec 2016)
• James Edward de Bichin de Béthencourt de Broë-Ferguson

  IRN JED01072

  • CF27 Investment Management (2 Apr 2004 to 29 Apr 2005)
• James Gilchrist

  IRN JXG00766

  • [FCA CF] Client dealing (15 Apr 2024 to 6 Nov 2025)
  • [FCA CF] Functions requiring qualifications (15 Apr 2024 to 6 Nov 2025)
• James Michael Daniell

  IRN JMD01176

  • CF27 Investment Management (27 May 2004 to 3 Feb 2005)
• James Paul Wallace

  IRN JPW01221

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Dec 2015 to 8 Dec 2019)
• James Russell Verdier

  IRN JRV01011

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2021)
  • CF4 Partner (2 Apr 2009 to 9 Dec 2019)
  • CF30 Customer (21 Jan 2008 to 31 Dec 2016)
• Jamie Richard Aron Dannhauser

  IRN JXD00435

  • [FCA CF] Material risk taker (since 1 Jun 2021)
• Jamie Thomas Edward Briggs

  IRN JTB01059

  • CF26 Customer Trading (6 Jul 2006 to 21 Jul 2007)

No changes recorded yet.