James Edward de Bichin de Béthencourt de Broë-Ferguson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
    • [FCA CF] Client dealing (since 16 Oct 2024)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF27 Investment Management (5 Jul 2005 to 21 Jul 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2003)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • CF27 Investment Management (2 Apr 2004 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.