Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 15 Dec 2025)
    • [FCA CF] Client dealing (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Mar 2023)
    • CF4 Partner (1 Apr 2014 to 9 Dec 2019)
    • CF30 Customer (9 Jun 2011 to 8 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2023)
    • CF30 Customer (21 Jul 2014 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (15 Jul 2010 to 21 Apr 2011)
  • Fulcrum Asset Management LLP (no longer approved here)

    FRN 230683

    • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF21 Investment Adviser (6 Feb 2004 to 26 May 2005)
    • CF27 Investment Management (5 Aug 2002 to 6 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.