Fulcrum Asset Management LLP

• Principal Place of Business

  Fulcrum Asset Management LLP

  Marble Arch House

  66 Seymour Street

  London

  Westminster

  W1H 5BT

  UNITED KINGDOM

  Phone

  +4402070166450

  Web

  https://www.fulcrumasset.com

• Complaints Contact

  Fulcrum Asset Management LLP

  Marble Arch House

  66 Seymour Street

  London

  Westminster

  W1H 5BT

  UNITED KINGDOM

  Phone

  +442072907803

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . FAM Services Ltd

  IRN XXF01002

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (14 Apr 2004 to 8 Dec 2019)
• Adam Peddle

  IRN AXP00346

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
• Adrian Jeremy Norville Bedford

  IRN AJB01335

  • CF4 Partner (16 Feb 2011 to 3 Apr 2018)
  • CF30 Customer (1 Nov 2007 to 3 Apr 2018)
  • CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)
• Akis Karayiannis

  IRN AXK01132

  • CF4 Partner (17 Nov 2005 to 31 Aug 2007)
  • CF27 Investment Management (8 Mar 2005 to 31 Aug 2007)
• Alberto D'Onofrio

  IRN AXD00985

  • [FCA CF] Client dealing (since 18 Oct 2024)
• Alexander James Trotter

  IRN AJT01122

  • CF30 Customer (12 Nov 2009 to 11 Apr 2014)
• Alexander Scott

  IRN AJS01762

  • CF30 Customer (17 Jul 2019 to 8 Dec 2019)
• Amar Mistry

  IRN AXM03551

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Jul 2019 to 8 Dec 2019)
• Amna Zubair

  IRN AXZ00082

  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2023 to 25 Apr 2025)
  • SMF16 Compliance Oversight (1 Jan 2023 to 25 Apr 2025)
• Andrew Alexander Bell

  IRN AAB01099

  • CF30 Customer (6 Jan 2011 to 19 Jun 2017)

No changes recorded yet.