Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2024)
    • [FCA CF] Client dealing (since 1 Mar 2024)
    • SMF16 Compliance Oversight (since 1 Mar 2024)
    • SMF27 Partner (since 1 Mar 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (7 Jun 2018 to 8 Dec 2019)
  • Marylebone Partners LLP (no longer approved here)

    FRN 596118

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2023)
    • CF30 Customer (30 Jan 2019 to 8 Dec 2019)
  • Fulcrum Asset Management LLP (no longer approved here)

    FRN 230683

    • CF4 Partner (16 Feb 2011 to 3 Apr 2018)
    • CF30 Customer (1 Nov 2007 to 3 Apr 2018)
    • CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (10 Apr 2003 to 7 Nov 2005)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.