Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merivel Capital Partners LLP
FRN 999515
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2024)
- [FCA CF] Client dealing (since 1 Mar 2024)
- SMF16 Compliance Oversight (since 1 Mar 2024)
- SMF27 Partner (since 1 Mar 2024)
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Tees Financial Limited
FRN 211314
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (7 Jun 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2023)
- CF30 Customer (30 Jan 2019 to 8 Dec 2019)
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- CF4 Partner (16 Feb 2011 to 3 Apr 2018)
- CF30 Customer (1 Nov 2007 to 3 Apr 2018)
- CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (10 Apr 2003 to 7 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.