Alexander Scott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 23 Dec 2025)
- [FCA CF] Significant management (since 23 Dec 2025)
Andurand Capital Management LLP (no longer approved here)
FRN 586468
- [FCA CF] Material risk taker (21 Aug 2023 to 1 Nov 2023)
- [FCA CF] Client dealing (21 Aug 2023 to 1 Nov 2023)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- [FCA CF] Client dealing (8 Feb 2021 to 15 Dec 2022)
Fulcrum Asset Management LLP (no longer approved here)
FRN 230683
- CF30 Customer (17 Jul 2019 to 8 Dec 2019)
Baring International Investment Limited (no longer approved here)
FRN 122628
- CF30 Customer (26 Mar 2018 to 3 Aug 2018)
Baring Asset Management Limited (no longer approved here)
FRN 170601
- CF30 Customer (26 Mar 2018 to 3 Aug 2018)
BARINGS (U.K.) LIMITED (no longer approved here)
FRN 194662
- CF30 Customer (26 Mar 2018 to 3 Aug 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.