Date authorised
1 April 2013
Companies House
OC376667
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Brompton Road
    London
    SW3 1ER
    UNITED KINGDOM
    Phone
    +4402075361702
  • Complaints Contact

    100 Brompton Road
    London
    SW3 1ER
    UNITED KINGDOM
    Phone
    +4402075361702

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Andurand Capital Services Limited

    IRN XXA01341

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (10 May 2017 to 8 Dec 2019)
  • . Brompton Road Services Limited

    IRN XXB01184

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (28 Nov 2017 to 8 Dec 2019)
  • Adrien CHICOT

    IRN AXC00655

    • [FCA CF] Client dealing (12 Nov 2021 to 31 Mar 2022)
    • [FCA CF] Material risk taker (12 Nov 2021 to 31 Mar 2022)
  • Alexander Scott

    IRN AJS01762

    • [FCA CF] Client dealing (21 Aug 2023 to 1 Nov 2023)
    • [FCA CF] Material risk taker (21 Aug 2023 to 1 Nov 2023)
  • Antonin Ferreira

    IRN AXF00374

    • [FCA CF] Material risk taker (30 Sep 2022 to 20 Mar 2026)
    • [FCA CF] Client dealing (30 Sep 2022 to 20 Mar 2026)
  • Bassel Emad Zikry

    IRN BXZ00031

    • [FCA CF] Client dealing (since 30 May 2024)
    • [FCA CF] Material risk taker (since 30 May 2024)
    • SMF27 Partner (24 Mar 2025 to 2 Apr 2026)
  • Cameron Van der Burgh

    IRN CXV00022

    • [FCA CF] Client dealing (11 Jan 2021 to 2 Dec 2021)
    • [FCA CF] Material risk taker (11 Jan 2021 to 2 Dec 2021)
  • Charles Dwyer

    IRN CXD01965

    • SMF27 Partner (11 May 2021 to 27 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Oct 2023)
    • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
  • Clement Lefert

    IRN CXL01667

    • CF30 Customer (17 May 2016 to 4 Sep 2019)
  • Delaram Keyvan

    IRN DXK01805

    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.