Carmignac UK LTD

• Principal Place of Business

  2 Carlton House Terrace

  London

  SW1Y 5AF

  UNITED KINGDOM

  Phone

  +4402073606100

  Web

  https://www.carmignac.com

• Complaints Contact

  2 Carlton House Terrace

  London

  SW1Y 5AF

  UNITED KINGDOM

  Phone

  +4402073606100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• AMOL SUBHASH Gogate

  IRN ASG01106

  • [FCA CF] Material risk taker (1 Oct 2023 to 3 Nov 2025)
  • [FCA CF] Client dealing (1 Oct 2023 to 3 Nov 2025)
• AYOWANDE ADEBIYI McCunn

  IRN AXM07091

  • [FCA CF] Client dealing (since 1 Oct 2023)
  • [FCA CF] Material risk taker (since 1 Oct 2023)
• Amelie Claire Shepherd

  IRN AXS05662

  • [FCA CF] Material risk taker (since 10 Dec 2025)
• Auregane Gachet

  IRN AXG01157

  • [FCA CF] Material risk taker (since 10 Feb 2026)
• CARL JOHAN Fredriksson

  IRN CJF01059

  • [FCA CF] Client dealing (since 1 Oct 2023)
  • [FCA CF] Material risk taker (since 1 Oct 2023)
• COLIN MICHAEL Woods

  IRN CXW19465

  • [FCA CF] Material risk taker (since 1 Oct 2023)
  • [FCA CF] Significant management (since 1 Oct 2023)
  • SMF16 Compliance Oversight (since 2 Aug 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Aug 2023)
• CORMAC McKenna

  IRN CXM00824

  • [FCA CF] Material risk taker (26 Mar 2024 to 30 Apr 2026)
  • [FCA CF] Client dealing (1 Oct 2023 to 30 Apr 2026)
• DAVID LAURENCE Older

  IRN DLO01017

  • [FCA CF] Client dealing (1 Oct 2023 to 4 Apr 2024)
  • [FCA CF] Manager of certification employee (1 Oct 2023 to 4 Apr 2024)
  • [FCA CF] Material risk taker (1 Oct 2023 to 4 Apr 2024)
  • [FCA CF] Significant management (1 Oct 2023 to 4 Apr 2024)
  • SMF3 Executive Director (2 Aug 2023 to 4 Apr 2024)
• DEAN LAWRENCE Smith

  IRN DLS01040

  • [FCA CF] Client dealing (since 1 Oct 2023)
  • [FCA CF] Material risk taker (since 1 Oct 2023)
• EZEKIEL OLUWASEYI TEMITOPE OSOBA

  IRN EXO00040

  • [FCA CF] Material risk taker (1 Oct 2023 to 12 Apr 2024)
  • [FCA CF] Client dealing (1 Oct 2023 to 12 Apr 2024)

No changes recorded yet.