Date authorised
1 August 2023
Companies House
14162894
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Carlton House Terrace
    London
    SW1Y 5AF
    UNITED KINGDOM
    Phone
    +4402073606100
  • Complaints Contact

    2 Carlton House Terrace
    London
    SW1Y 5AF
    UNITED KINGDOM
    Phone
    +4402073606100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eirik Fladmark

    IRN EXF00176

    • [FCA CF] Client dealing (since 16 Feb 2026)
    • [FCA CF] Material risk taker (since 16 Feb 2026)
  • GAVIN Ward

    IRN GXW00140

    • [FCA CF] Client dealing (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
    • [FCA CF] Significant management (since 1 Oct 2023)
  • GUILLAUME Huteau

    IRN GXH01228

    • [FCA CF] Client dealing (1 Oct 2023 to 30 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2023 to 30 Aug 2024)
    • [FCA CF] Material risk taker (1 Oct 2023 to 30 Aug 2024)
  • HENRY MICHAEL Jolliffe

    IRN HXJ23355

    • [FCA CF] Material risk taker (since 1 Oct 2023)
    • [FCA CF] Client dealing (since 1 Oct 2023)
  • Imane Kabbaj

    IRN IXK00151

    • [FCA CF] Material risk taker (since 17 Jun 2024)
  • JACQUES Hirsch

    IRN JXH01467

    • [FCA CF] Manager of certification employee (since 15 Dec 2025)
    • [FCA CF] Client dealing (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
  • JIBAN Nath

    IRN JXN01323

    • [FCA CF] Client dealing (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
  • JUHANA JAAKKO JULIUS Kaikkonen

    IRN JJK01075

    • [FCA CF] Client dealing (1 Oct 2023 to 1 May 2024)
    • [FCA CF] Material risk taker (1 Oct 2023 to 1 May 2024)
  • Jochen Heidrich

    IRN JXH00573

    • [FCA CF] Client dealing (1 Oct 2023 to 30 Nov 2023)
    • [FCA CF] Material risk taker (1 Oct 2023 to 30 Nov 2023)
  • Kai David Johns

    IRN KXJ00258

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.