Date authorised
1 August 2023
Companies House
14162894
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Carlton House Terrace
    London
    SW1Y 5AF
    UNITED KINGDOM
    Phone
    +4402073606100
  • Complaints Contact

    2 Carlton House Terrace
    London
    SW1Y 5AF
    UNITED KINGDOM
    Phone
    +4402073606100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kristofer Ryan Barrett

    IRN KXB00590

    • [FCA CF] Material risk taker (since 8 Apr 2024)
    • [FCA CF] Client dealing (since 8 Apr 2024)
  • LLOYD ANDREW McAllister

    IRN LXM00546

    • [FCA CF] Significant management (since 20 Mar 2024)
    • [FCA CF] Client dealing (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
    • [FCA CF] Manager of certification employee (since 1 Oct 2023)
  • MALTE BJORN Heininger

    IRN MXH01937

    • [FCA CF] Client dealing (1 Oct 2023 to 1 May 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2023 to 1 May 2024)
    • [FCA CF] Material risk taker (1 Oct 2023 to 1 May 2024)
  • MARGARITA Wyshelesky

    IRN MXW00753

    • [FCA CF] Material risk taker (since 26 Mar 2024)
    • [FCA CF] Client dealing (since 1 Oct 2023)
  • MARK JEREMY Denham

    IRN MJD01148

    • SMF3 Executive Director (since 1 May 2024)
    • [FCA CF] Significant management (since 5 Apr 2024)
    • [FCA CF] Client dealing (since 1 Oct 2023)
    • [FCA CF] Manager of certification employee (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
  • MAXIME CHLOE Carmignac

    IRN MCC01178

    • [FCA CF] Manager of certification employee (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
    • SMF1 Chief Executive (since 2 Aug 2023)
    • SMF3 Executive Director (since 2 Aug 2023)
  • Margaux Vilon

    IRN MXV00197

    • [FCA CF] Material risk taker (21 May 2024 to 31 Dec 2025)
  • Martial Hervé Paul Godet

    IRN MHG01050

    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2023 to 22 Dec 2023)
  • Mathias Roland Johansson Santos Silva

    IRN MRJ01101

    • [FCA CF] Material risk taker (1 Oct 2023 to 20 Dec 2024)
    • [FCA CF] Client dealing (1 Oct 2023 to 20 Dec 2024)
  • Mohamed Lamine Bougueroua

    IRN MLB01089

    • [FCA CF] Client dealing (10 Feb 2026 to 30 Apr 2026)
    • [FCA CF] Material risk taker (10 Feb 2026 to 30 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.