Date authorised
1 August 2023
Companies House
14162894
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Carlton House Terrace
    London
    SW1Y 5AF
    UNITED KINGDOM
    Phone
    +4402073606100
  • Complaints Contact

    2 Carlton House Terrace
    London
    SW1Y 5AF
    UNITED KINGDOM
    Phone
    +4402073606100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Naomi Beth Waistell

    IRN NBW01012

    • [FCA CF] Material risk taker (since 7 May 2025)
    • [FCA CF] Client dealing (since 7 May 2025)
  • Nikolay Dmitriev Troptchev

    IRN NXT00267

    • [FCA CF] Material risk taker (since 20 Jan 2025)
  • OBINNA ONYEDIKACHUKWU Ejikeme

    IRN OOE01001

    • [FCA CF] Client dealing (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
  • PAU GUZMAN ALCON

    IRN PGA01046

    • [FCA CF] Material risk taker (1 Oct 2023 to 14 Nov 2025)
    • [FCA CF] Client dealing (1 Oct 2023 to 14 Nov 2025)
  • Peter James Welford

    IRN PJW01186

    • [FCA CF] Client dealing (since 3 Mar 2025)
    • [FCA CF] Material risk taker (since 3 Mar 2025)
  • REENA Puwar

    IRN RXP01715

    • [FCA CF] Significant management (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
  • ROSIE Turner

    IRN RVT01007

    • [FCA CF] Material risk taker (1 Oct 2023 to 2 Aug 2024)
    • [FCA CF] Client dealing (1 Oct 2023 to 2 Aug 2024)
  • Raphaëlle Paule Monique Cimon

    IRN RXC00741

    • [FCA CF] Material risk taker (13 May 2024 to 18 Jun 2024)
  • Romain Maxence Nicolas Mouquet

    IRN RXM00179

    • [FCA CF] Material risk taker (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • Rose Ouahba

    IRN RXO00154

    • [FCA CF] Material risk taker (since 12 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 29 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.