Naomi Beth Waistell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Carmignac UK LTD
FRN 984288
- [FCA CF] Client dealing (since 7 May 2025)
- [FCA CF] Material risk taker (since 7 May 2025)
Polar Capital LLP (no longer approved here)
FRN 438046
- [FCA CF] Client dealing (1 Apr 2020 to 5 May 2025)
Newton Investment Management Limited (no longer approved here)
FRN 119331
- [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2020)
- CF30 Customer (16 Dec 2011 to 8 Dec 2019)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- CF30 Customer (3 Apr 2012 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.