Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Mar 2025)
    • [FCA CF] Material risk taker (since 3 Mar 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 1 Mar 2025)
    • [FCA CF] Client dealing (1 Feb 2021 to 1 Mar 2025)
    • CF30 Customer (9 Feb 2009 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 22 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.