Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 May 2024)
    • [FCA CF] Significant management (since 5 Apr 2024)
    • [FCA CF] Client dealing (since 1 Oct 2023)
    • [FCA CF] Manager of certification employee (since 1 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Oct 2023)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (1 Nov 2007 to 25 Aug 2016)
    • CF27 Investment Management (31 Jan 2006 to 31 Oct 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.