COLIN MICHAEL Woods

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carmignac UK LTD

    FRN 984288

    • [FCA CF] Material risk taker (since 1 Oct 2023)
    • [FCA CF] Significant management (since 1 Oct 2023)
    • SMF16 Compliance Oversight (since 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Aug 2023)
  • Eurizon SLJ Capital Limited (no longer approved here)

    FRN 736926

    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 28 Feb 2022)
    • CF10 Compliance Oversight (19 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.