DEAN LAWRENCE Smith

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carmignac UK LTD

    FRN 984288

    • [FCA CF] Material risk taker (since 1 Oct 2023)
    • [FCA CF] Client dealing (since 1 Oct 2023)
  • TT International Investment Management LLP (no longer approved here)

    FRN 599295

    • [FCA CF] Manager of certification employee (11 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
  • TT International Asset Management LTD (no longer approved here)

    FRN 915787

    • [FCA CF] Manager of certification employee (11 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.