Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jana Thomas

  IRN JXL01472

  • CF4 Partner (23 Apr 2004 to 1 Apr 2009)
• Jasmine Eve Yeo

  IRN JXY00031

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
  • [FCA CF] Client dealing (since 18 Jan 2021)
• Jennifer Victoria Renton

  IRN JVR01023

  • [FCA CF] Manager of certification employee (2 Oct 2023 to 31 Dec 2025)
  • [FCA CF] Functions requiring qualifications (14 Oct 2021 to 14 Sep 2022)
  • [FCA CF] Material risk taker (14 Oct 2021 to 14 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2020)
  • CF30 Customer (12 Jun 2015 to 8 Dec 2019)
• Jocelyn Montagu North

  IRN JMN01098

  • SMF27 Partner (since 21 Feb 2025)
  • [FCA CF] Material risk taker (since 1 Jun 2021)
  • [FCA CF] Manager of certification employee (since 8 Sep 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2024)
  • CF30 Customer (25 May 2016 to 8 Dec 2019)
• John Booth

  IRN JXB01415

  • [FCA CF] Client dealing (19 Jun 2023 to 27 Oct 2023)
  • [FCA CF] Functions requiring qualifications (19 Jun 2023 to 27 Oct 2023)
• John Chan Wai Wong

  IRN JCW01093

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • CF30 Customer (1 Nov 2007 to 3 Dec 2007)
  • CF4 Partner (23 Apr 2004 to 31 Dec 2007)
  • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
• John Clyde Howie

  IRN JCH01166

  • CF30 Customer (1 Nov 2007 to 5 Nov 2007)
  • CF27 Investment Management (1 Oct 2004 to 31 Oct 2007)
• John Thompson

  IRN JXT00689

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
  • [FCA CF] Client dealing (since 15 Apr 2024)
• Jonathan Anthony Dye

  IRN JAD01117

  • 14. Managing investments
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
  • CF30 Customer (11 May 2010 to 31 Dec 2016)
• Jonathan Anthony Fleming

  IRN JAF01178

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Sep 2023)
  • CF30 Customer (8 Oct 2010 to 8 Dec 2019)

No changes recorded yet.