Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer LLP
FRN 229135
- SMF27 Partner (since 21 Feb 2025)
- [FCA CF] Material risk taker (since 1 Jun 2021)
- [FCA CF] Manager of certification employee (since 8 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2024)
- CF30 Customer (25 May 2016 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (29 Apr 2022 to 31 Oct 2024)
- [FCA CF] Client dealing (29 Apr 2022 to 31 Oct 2024)
- CF30 Customer (25 May 2016 to 4 Aug 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.