Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • SMF27 Partner (since 21 Feb 2025)
    • [FCA CF] Material risk taker (since 1 Jun 2021)
    • [FCA CF] Manager of certification employee (since 8 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (25 May 2016 to 8 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 31 Oct 2024)
    • [FCA CF] Client dealing (29 Apr 2022 to 31 Oct 2024)
    • CF30 Customer (25 May 2016 to 4 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

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