Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
    • [FCA CF] Client dealing (since 7 Oct 2024)
  • Ruffer LLP

    FRN 229135

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
    • CF30 Customer (11 May 2010 to 31 Dec 2016)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF27 Investment Management (26 Mar 2004 to 30 Mar 2004)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.