Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (2 Oct 2023 to 31 Dec 2025)
    • [FCA CF] Material risk taker (14 Oct 2021 to 14 Sep 2022)
    • [FCA CF] Functions requiring qualifications (14 Oct 2021 to 14 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2020)
    • CF30 Customer (12 Jun 2015 to 8 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Client dealing (8 Jun 2023 to 4 Dec 2023)
    • [FCA CF] Functions requiring qualifications (8 Jun 2023 to 4 Dec 2023)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.