Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Bier

  IRN JXB02610

  • CF30 Customer (22 Oct 2013 to 24 Dec 2015)
• Jonathan Garnier Ruffer

  IRN JGR01021

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
  • CF3 Chief Executive (2 Apr 2004 to 31 Mar 2012)
  • CF4 Partner (2 Apr 2004 to 9 Dec 2019)
  • CF8 Apportionment and Oversight (2 Apr 2004 to 31 Oct 2007)
• Joseph Daniel Barker

  IRN JXB00870

  • [FCA CF] Client dealing (22 Sep 2021 to 12 Mar 2025)
  • [FCA CF] Functions requiring qualifications (22 Sep 2021 to 12 Mar 2025)
• Joseph Jack David

  IRN JXD08437

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Nov 2024)
  • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
• Justine Ellen McMullan

  IRN JEM01293

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
  • CF4 Partner (12 Apr 2016 to 9 Dec 2019)
• Kathryn Mary Forsyth

  IRN KXF23405

  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2024)
  • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
• Katie Jane Smith

  IRN KJS01142

  • [FCA CF] Material risk taker (since 1 Apr 2022)
  • SMF27 Partner (28 Mar 2022 to 2 Mar 2026)
• Katie Law

  IRN KXL00198

  • 17. Administrative functions in relation to managing investments
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Manager of certification employee (since 29 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 29 Nov 2023)
  • [FCA CF] Material risk taker (since 29 Nov 2023)
  • [FCA CF] Manager of certification employee (29 Apr 2022 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 31 Mar 2023)
  • [FCA CF] Material risk taker (5 Apr 2022 to 31 Mar 2023)
• Kentaro Nishida

  IRN KXN01138

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2023)
  • CF4 Partner (1 Apr 2009 to 9 Dec 2019)
  • CF30 Customer (21 Jan 2009 to 8 Dec 2019)
• Kevin Burton Smith

  IRN KBS01021

  • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (8 Jun 2006 to 31 Oct 2007)

No changes recorded yet.