Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin John Ashton

  IRN KJA01016

  • CF30 Customer (16 Sep 2011 to 30 Sep 2013)
• Laetitia Elizabeth East

  IRN LEC01052

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2021)
  • CF30 Customer (25 May 2016 to 8 Dec 2019)
• Lauren Margaret French

  IRN LMO01029

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Material risk taker (since 22 Jan 2024)
  • [FCA CF] Client dealing (since 22 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Jan 2024)
  • [FCA CF] Manager of certification employee (since 22 Jan 2024)
  • [FCA CF] Material risk taker (31 Mar 2022 to 17 Jan 2023)
  • [FCA CF] Manager of certification employee (21 Jan 2020 to 17 Jan 2023)
  • [FCA CF] Functions requiring qualifications (21 Jan 2020 to 17 Jan 2023)
  • [FCA CF] Client dealing (21 Jan 2020 to 17 Jan 2023)
  • CF30 Customer (22 Dec 2014 to 8 Dec 2019)
• Louise Mary Stanway

  IRN LME01025

  • [FCA CF] Manager of certification employee (since 1 Jun 2024)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
  • CF10 Compliance Oversight (7 Mar 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Nov 2006 to 8 Dec 2019)
  • CF4 Partner (23 Apr 2004 to 9 Dec 2019)
• Lucie Meagher

  IRN LJB01146

  • [FCA CF] Manager of certification employee (20 Aug 2020 to 5 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2021)
  • CF30 Customer (7 Oct 2008 to 8 Dec 2019)
• Lucy Hodgson

  IRN LXH00444

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2024)
  • SMF16 Compliance Oversight (since 30 Sep 2024)
  • [FCA CF] Material risk taker (since 15 Apr 2024)
  • [FCA CF] Material risk taker (29 Mar 2023 to 14 Jul 2023)
• Luka Gakic

  IRN LXG01247

  • SMF27 Partner (28 Sep 2020 to 2 May 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2025)
  • CF4 Partner (29 May 2015 to 9 Dec 2019)
  • CF30 Customer (3 Mar 2014 to 8 Dec 2019)
• Manraj Singh Ahluwalia

  IRN MSA01029

  • CF30 Customer (26 Aug 2011 to 31 Jul 2016)
• Mark Berman

  IRN MXB02275

  • CF10 Compliance Oversight (6 Sep 2006 to 21 Nov 2006)
  • CF4 Partner (6 Sep 2006 to 24 Nov 2006)
  • CF11 Money Laundering Reporting (6 Sep 2006 to 21 Nov 2006)
• Mark Geoffrey Peter Leach

  IRN MGL01065

  • CF27 Investment Management (12 Jan 2006 to 22 Oct 2007)

No changes recorded yet.